Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sullivan is a registered representative with Cantor Fitzgerald & Co. James has been in the securities industry since August 7, 2013. James has passed the Series 63, Series 7 and SIE exams. James is currently registered in North Carolina. James was previously employed with DELOITTE CORPORATE FINANCE LLC in Chicago, Illinois from August 8, 2013 to August 8, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/05/2024 - Present
Cantor Fitzgerald & Co. (CHARLOTTE NC)
IL
08/08/2013 - 08/08/2024
DELOITTE CORPORATE FINANCE LLC (CHICAGO IL)
BC
Issued 08/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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