Unclaimed
James Pittman is an active investment advisor representative. James is a registered representative with M Holdings Securities, Inc. James has been in the securities industry since 1972. James has been affiliated with M Holdings Securities, Inc. since 2012. James has also been affiliated with MML Investors Services, LLC, Integrated Resources Equity Corporation, and Massachusetts Mutual Life Insurance Company. James's areas of specialization include providing financial planning, pension consulting, educational seminars, and publication of periodicals. James can provide portfolio management services for businesses and individuals. James is licensed to conduct business in Arizona, California, Ohio, Oregon, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
07/30/2012 - Present
M Holdings Securities, Inc. (PORTLAND OR)
OR
06/02/1986 - 08/01/2012
MML INVESTORS SERVICES, LLC (PORTLAND OR)
NA
09/05/1984 - 03/27/1986
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/03/1983 - 09/20/1984
MML INVESTORS SERVICES, INC.
NA
03/01/1972 - 09/20/1984
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
IA
Issued 12/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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