Unclaimed
James Douglas Nettle is a financial advisor with Edward Jones. He has been in the financial services industry since December 4, 2000, and is registered with the state of Kentucky as an Investment Advisor Representative. He has been with Edward Jones since October 2000. James is a Certified Financial Planner and holds a Series 7, Series 63, and Series 66 license. He also has the Securities Industry Essentials (SIE) exam. James is a registered representative in Arizona, California, Florida, Indiana, Kentucky, Maryland, Missouri, South Carolina, and Virginia. He provides financial planning services to individuals, businesses, partnerships, investment clubs, limited liability companies, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KY
01/19/2007 - Present
Edward Jones (Louisville KY)
BOTH
Issued 01/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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