Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Morton is a financial advisor with over 40 years of experience in the financial services industry. James is a registered representative of Raymond James Financial Services Advisors, Inc. James holds several industry licenses and designations, including the Series 6, 7, 24, 26, 51 and 63. He also holds the Chartered Financial Consultant designation. James is a seasoned financial professional who can provide a wide range of financial services, including investment advisory, financial planning, and retirement planning. James has been associated with Morton Private Wealth Strategies Inc. since 2012. Previous to that, James worked for First Investors Corporation. James is dedicated to providing high-quality financial services to clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
11/19/2018 - Present
Raymond James Financial Services Advisors, Inc. (GENEVA IL)
IL
08/03/1981 - 08/21/2012
FIRST INVESTORS CORPORATION (LOMBARD IL)
BC
Issued 09/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/09/1997
Series 24 - General Securities Principal Examination
BC
Issued 06/22/1983
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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