Unclaimed
James Manor is an investment advisor representative currently registered with Neuberger Berman BD LLC. James Manor is located in DALLAS, TX and has been in the industry since 2011. James Manor has passed the Series 66, Series 7, and SIE exams. James Manor holds registrations in both Texas and New York and has been previously employed by Neuberger Berman LLC. James Manor also holds specializations in various investment related areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
12/16/2013 - Present
Neuberger Berman BD LLC (DALLAS TX)
TX
04/16/2009 - 07/05/2011
NEUBERGER BERMAN LLC (DALLAS TX)
BOTH
Issued 12/13/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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