Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lathrop is an investment advisor representative with Dearborn Partners LLC. James has over 30 years of experience in the financial industry. James has been with Dearborn Partners LLC since October 2018. Prior to that, James was with Frank Russell Company, Alliance Bernstein Investment Research and Management, Inc., Putnam Retail Management Limited Partnership, and Van Kampen Merritt Inc. James specializes in providing investment advice to individuals, businesses, investment companies, and other investment advisors. James is a registered representative with FINRA and holds Series 6, 7, 63, and 66 licenses. James is also a registered investment advisor representative in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model management provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MO
03/17/2020 - Present
Dearborn Partners LLC (Chesterfield MO)
MO
04/21/2005 - 10/03/2018
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (CHESTERFIELD MO)
TN
04/06/2004 - 04/12/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
MA
10/07/1994 - 03/22/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
TX
06/14/1986 - 10/13/1994
VAN KAMPEN MERRITT INC. (HOUSTON TX)
NA
11/06/1985 - 12/12/1985
FIRST INVESTORS CORPORATION
BOTH
Issued 11/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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