Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Klauer is a registered representative with Fidelity Brokerage Services LLC. James has been in the industry since 2011 and holds the Series 6, 7, 24, 26, SIE and 99TO licenses. James has been registered with Fidelity Brokerage Services LLC since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
03/09/2011 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 09/22/2017
Series 24 - General Securities Principal Examination
BC
Issued 03/24/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/11/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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