Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Holly is a financial advisor with World Investment Advisors, LLC, a firm that manages assets for individuals, businesses, pension and profit-sharing plans, charitable organizations, investment companies and pooled investment vehicles. James Holly is registered with the state of California as a broker-dealer and investment advisor representative and has more than 15 years of experience in the financial services industry. James Holly specializes in financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/16/2020 - Present
World Investment Advisors, LLC (Laguna Niguel CA)
CA
08/25/2020 - 09/01/2020
PENSIONMARK SECURITIES, LLC (SANTA BARBARA CA)
OH
07/15/2014 - 08/31/2020
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CA
03/07/2003 - 10/04/2004
DB3 SECURITIES, INC. (SAN DIEGO CA)
NE
02/13/2002 - 11/14/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
NJ
05/04/2000 - 11/06/2001
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
FL
03/13/2000 - 04/26/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
IA
12/08/1994 - 06/03/1996
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 07/24/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/16/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Holly is the right advisor for you? Invested Better is here to help.
