Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dolan is a registered investment advisor with Morgan Stanley. Dolan has been in the financial services industry since March 7, 2000 and has a wealth of experience serving a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Dolan holds the Series 6, 7, 24, 26, 51, 63, and 66 licenses, and is registered in 53 states and two provinces. Prior to joining Morgan Stanley, Dolan worked at Triad Advisors, Inc. and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
02/20/2020 - Present
Morgan Stanley (Shrewsbury NJ)
NJ
11/14/2011 - 08/28/2012
TRIAD ADVISORS, INC. (FLEMINGTON NJ)
NJ
03/30/2007 - 11/29/2011
LPL FINANCIAL LLC (FLEMINGTON NJ)
NY
02/09/2000 - 03/12/2007
FIRST INVESTORS CORPORATION (NEW YORK NY)
BOTH
Issued 06/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/12/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Dolan is the right advisor for you? Invested Better is here to help.
