Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Craig is a financial advisor who has been in the industry since December 3, 1985. James is currently registered as a registered representative with LPL Financial LLC. James has held previous positions at MAIN STREET MANAGEMENT COMPANY and ALLMERICA INVESTMENTS, INC.. James currently holds the following securities licenses: Series 6, Series 7, and Series 63. James also holds a Series 65 license for Investment Advisor. James is registered with the following states: Colorado, Connecticut, Delaware, Florida, Kentucky, Maine, Massachusetts, New Hampshire, New York, North Carolina, South Carolina, Texas, and Washington. James is a licensed insurance agent with the state of Connecticut. James is also involved in the following business activities: marketing non-variable life insurance and fixed annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
12/12/2017 - Present
LPL Financial LLC (MYSTIC CT)
MA
06/19/1998 - 05/26/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
MA
12/03/1985 - 06/17/1998
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 01/30/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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