Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Chiarelli is a financial professional with over 20 years of experience in the industry. James is currently registered with Piper Sandler & Co., a firm that provides financial services to a variety of clients, including state and municipal government entities. James has a strong background in investment banking and has held previous positions at Macquarie Capital (USA) Inc. and ABN AMRO Incorporated. James is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/26/2011 - Present
Piper Sandler & Co. (Chicago IL)
IL
04/10/2008 - 04/15/2011
MACQUARIE CAPITAL (USA) INC. (CHICAGO IL)
IL
06/30/2006 - 03/24/2008
ABN AMRO INCORPORATED (CHICAGO IL)
CT
01/17/2002 - 10/05/2004
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 07/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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