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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Canavan is a financial advisor with over 30 years of experience in the financial services industry. James currently is registered with Morgan Stanley. James has held previous roles with CITIGROUP GLOBAL MARKETS INC., EQUITY SERVICES, INC., SENTINEL FINANCIAL SERVICES COMPANY and THE BENHAM GROUP. James specializes in various aspects of financial planning, including asset allocation advice, portfolio management for businesses and individuals, and pension consulting. James holds several securities licenses, including Series 6, 7, 63, and 66. James's primary office is located in Colchester, VT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VT
06/01/2009 - Present
Morgan Stanley (Colchester VT)
VT
08/19/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BURLINGTON VT)
VT
05/04/2004 - 07/25/2008
EQUITY SERVICES, INC. (MONTPELIER VT)
VT
08/02/1993 - 04/16/2004
SENTINEL FINANCIAL SERVICES COMPANY (MONTPELIER VT)
NA
02/12/1990 - 08/13/1992
THE BENHAM GROUP
BOTH
Issued 09/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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