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James Douglas Campbell

THE Leaders Group, Inc.

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About James Douglas Campbell

James Douglas Campbell is a financial advisor with over 40 years of experience in the financial services industry. James is currently registered with The Leaders Group, Inc. and is licensed in Minnesota, Montana, and Wisconsin. James has held previous registrations with firms including ING Financial Partners, Inc., Locust Street Securities, Inc., and AXA Distributors, LLC. James holds Series 6, 22, and 63 licenses and the SIE exam.

Firm Information

James Campbell is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Campbell’s Registration & Firm History

CO

01/02/2014 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MN

01/04/2007 - 12/31/2013

ING FINANCIAL PARTNERS, INC. (MINNETONKA MN)

MN

01/01/2004 - 12/31/2006

ING FINANCIAL PARTNERS, INC. (EDEN PRAIRIE MN)

IA

05/21/2003 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

CO

02/06/2003 - 03/21/2003

THE LEADERS GROUP, INC. (LITTLETON CO)

NC

02/15/2002 - 02/07/2003

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

CA

12/19/1996 - 03/15/2002

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NY

08/10/1993 - 06/27/1996

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

CA

04/03/1990 - 08/10/1993

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NA

09/14/1981 - 12/05/1989

CIGNA SECURITIES, INC.

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Licenses & Designations

BC

Issued 09/23/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/1982

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 09/09/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Douglas Campbell.
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