Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Burney is a financial advisor with over 40 years of experience in the industry. James is currently registered with Stifel, Nicolaus & Company, Inc. in Indiana and Texas. James has previously worked for Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, Prudential Securities Incorporated, and Thomson McKinnon Securities Inc. James has a broad range of experience, working with a variety of clients, including individuals, corporations, and charitable organizations. James holds Series 7, 5, 63, and 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
WI
01/02/2002 - 08/09/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
02/17/1995 - 08/09/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
09/15/1989 - 02/27/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/26/1976 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 12/22/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1982
Series 5 - Interest Rate Options Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 07/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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