Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Bowers is a financial advisor with over 15 years of experience in the financial services industry. James Bowers is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds licenses in several states including North Carolina, South Carolina, Georgia, Florida, and Connecticut. James Bowers previously worked with Morgan Stanley, Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. James Bowers specializes in providing financial advice to individuals, corporations, and other businesses. James Bowers is also a board member of a non-profit organization called Serve To LEAD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/09/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ASHEVILLE NC)
NC
09/02/2010 - 10/14/2015
MORGAN STANLEY (ASHEVILLE NC)
NC
01/01/2008 - 09/03/2010
WELLS FARGO ADVISORS, LLC (ASHEVILLE NC)
NC
12/10/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ASHEVILLE NC)
NC
07/01/2003 - 02/23/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
09/14/2001 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 12/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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