Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Aronson has been in the financial services industry since 1985. James is currently registered with The Leaders Group, Inc. and holds a Series 6 and Series 63 license. Previously, James was registered with SunAmerica Securities, Inc. and C.A.L. Investment Services Inc.. James is currently registered with the following states: Connecticut, Florida, Georgia, Massachusetts and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/23/1998 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AZ
12/17/1990 - 10/06/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
07/15/1985 - 12/05/1990
C.A.L. INVESTMENT SERVICES INC. (SASKATCHEWAN S4P 3B1 )
BC
Issued 03/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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