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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Douglas Anderson is an investment advisor representative registered with Seacrest Wealth Management, LLC. James has been in the industry since 1987, having previously worked at firms like Morgan Stanley Smith Barney and J.J.B. Hilliard, W.L. Lyons, Inc. His expertise spans various financial services areas, including portfolio management for individuals and businesses, financial planning, and pension consulting. James holds a Series 7, Series 31, Series 63, and Series 65 license, and has a broad range of experience serving clients across various sectors. James is committed to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
06/22/2012 - Present
Seacrest Wealth Management, LLC (LOUISVILLE KY)
KY
06/01/2009 - 02/24/2012
MORGAN STANLEY SMITH BARNEY (LOUISVILLE KY)
KY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LOUISVILLE KY)
KY
12/12/2003 - 04/02/2007
MORGAN STANLEY DW INC. (LOUISVILLE KY)
OH
06/01/1996 - 12/16/2003
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
01/04/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
10/05/1995 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NA
04/12/1994 - 06/01/1996
NATIONAL CITY INVESTMENTS CORPORATION
KY
12/22/1987 - 04/12/1994
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 11/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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