James Dores

Fifth Third Securities, Inc.

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About James Dores

James Dores is a financial advisor with Fifth Third Securities, Inc. James is a registered investment advisor representative with the firm and holds a Series 63, Series 65, and Series 6TO licenses, as well as the SIE exam. James has been in the financial services industry since 2020 and holds registrations in Georgia, Illinois, Ohio, and Texas. James is a dedicated professional committed to helping clients reach their financial goals.

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Firm Information

James Dores is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.

Fifth Third Securities, Inc.

1196 OHIO PIKE

AMELIA, OH 45102

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

percentage of assets

A percentage of the total value of assets under management is charged.

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