Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Donovan Drake is a financial advisor at Northwestern Mutual Investment Services, LLC. James is a licensed investment professional with over 10 years of experience in the financial services industry. He is registered to offer securities and investment advisory services in 18 states. James specializes in helping individuals and families plan for their financial future. He offers a range of services, including investment management, retirement planning, and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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IN
06/14/2013 - Present
Northwestern Mutual Investment Services, LLC (GREENWOOD IN)
IN
12/12/2011 - 11/07/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GREENWOOD IN)
BC
Issued 12/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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