Invested Better
Unclaimed

Unclaimed

Unclaimed

James Donald Wilson

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Donald Wilson

James Donald Wilson is a financial professional with over 15 years of experience in the securities industry. James is currently registered with Mizuho Securities USA LLC. Prior to this, James was employed by MUFG Securities Americas Inc. and Barclays Capital Inc. James has held previous positions with Deutsche Bank Securities Inc. and Jefferies & Company, Inc.. James holds a Series 63, Series 7 and SIE license and is registered in 52 states and the District of Columbia.

Firm Information

James Wilson is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Wilson’s Registration & Firm History

NY

07/12/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

02/13/2023 - 07/30/2024

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

08/21/2017 - 02/22/2023

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

07/11/2012 - 08/24/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

IL

08/20/2009 - 07/03/2012

JEFFERIES & COMPANY, INC. (CHICAGO IL)

Not sure if James Donald Wilson is right for you?

Licenses & Designations

BC

Issued 07/22/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Donald Wilson.
Not sure if James Donald Wilson is right for you?