Unclaimed
James Donald Wilson is a financial professional with over 15 years of experience in the securities industry. James is currently registered with Mizuho Securities USA LLC. Prior to this, James was employed by MUFG Securities Americas Inc. and Barclays Capital Inc. James has held previous positions with Deutsche Bank Securities Inc. and Jefferies & Company, Inc.. James holds a Series 63, Series 7 and SIE license and is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/12/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/13/2023 - 07/30/2024
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
08/21/2017 - 02/22/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/11/2012 - 08/24/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
IL
08/20/2009 - 07/03/2012
JEFFERIES & COMPANY, INC. (CHICAGO IL)
BC
Issued 07/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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