Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Donald Routhier is a financial advisor with Janney Montgomery Scott LLC. James is a registered representative with over 30 years of experience in the financial services industry. James has a diverse background in financial advising, including experience with Oppenheimer & Co. Inc., Morgan Stanley Smith Barney, and Wachovia Securities, LLC. James holds Series 7, Series 63, and Series 66 licenses and is a registered investment advisor in New Jersey and South Carolina. James works with a range of clients including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
06/27/2024 - Present
Janney Montgomery Scott LLC (Pawley island SC)
NJ
02/24/2012 - 01/19/2016
OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)
NJ
06/01/2009 - 02/02/2012
MORGAN STANLEY SMITH BARNEY (WARREN NJ)
NJ
04/17/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)
NJ
10/01/1999 - 04/16/2009
WACHOVIA SECURITIES, LLC (FLORHAM PARK NJ)
NC
06/09/1995 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
02/04/1991 - 06/23/1995
RYAN, BECK & CO. (FLORHAM PARK NJ)
NY
07/26/1990 - 01/29/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
BOTH
Issued 06/18/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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