Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Donald Paterson has been in the financial industry since March 11, 1979. James is currently registered with Allstate Financial Services, LLC in Pennsylvania. James has previously been registered with LPL Financial Corporation, Raymond James Financial Services, Inc., Transamerica Financial Advisors, Inc., AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. James holds the Series 1, 7, 63, and 65 licenses. James's office is located at 220 S MAIN ST in ZELIENOPLE, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/21/2008 - Present
Allstate Financial Services, LLC (ZELIENOPLE PA)
PA
07/12/2007 - 07/02/2008
LPL FINANCIAL CORPORATION (MURRYSVILLE PA)
PA
01/21/2004 - 06/26/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (PITTSBURGH PA)
CA
03/22/2002 - 12/31/2003
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
NY
10/20/1980 - 03/21/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/01/1979 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 01/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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