Unclaimed
James Marlar is a financial advisor with over 29 years of experience in the industry. James is currently registered with Wells Fargo Clearing Services, LLC, and has a Series 6, 7, 24, and 63 license. James has a wide range of experience and is able to assist with a variety of financial needs. Previously, James has also worked with Morgan Stanley Smith Barney, E*TRADE Securities LLC, HarrisDirect LLC, Fidelity Brokerage Services, Inc., and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
03/16/2011 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
10/29/2009 - 03/08/2011
MORGAN STANLEY SMITH BARNEY (SOUTH JORDAN UT)
UT
01/03/2006 - 05/21/2008
E*TRADE SECURITIES LLC (SANDY UT)
NJ
08/31/2000 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
RI
04/18/1991 - 07/13/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NJ
09/20/1990 - 11/29/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 09/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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