Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Donald Koester is a registered investment advisor representative with Brookstone Capital Management LLC, a firm with over $10 billion in assets under management. James has been in the industry for over 20 years and holds a Series 63, 65, 66 and 7 licenses, as well as a Series SIE license. James is also a registered investment advisor in Michigan, North Carolina, South Carolina and Virginia. James specializes in financial planning, portfolio management for individuals, selection of other advisors, and educational seminars. James provides services to individuals, corporations, and trusts. Previously, James was registered with Capital Financial Services, Inc., Concorde Investment Services, LLC, Sicor Securities Inc., Signator Investors, Inc., ABN AMRO Financial Services, Inc., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
02/09/2023 - Present
Brookstone Capital Management LLC (WHEATON IL)
FL
11/01/2016 - 09/17/2018
CAPITAL FINANCIAL SERVICES, INC. (Sarasota FL)
MI
08/16/2012 - 11/02/2016
CONCORDE INVESTMENT SERVICES, LLC (ROCHESTER MI)
MI
11/19/2009 - 08/15/2012
SICOR SECURITIES INC (ROCHESTER MI)
MI
08/12/2005 - 11/27/2009
SIGNATOR INVESTORS, INC. (STERLING HEIGHTS MI)
IL
01/14/2003 - 08/09/2005
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
WI
10/24/2001 - 01/15/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
10/24/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 09/14/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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