Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dominic Toussaint is an Investment Advisor Representative at LPL Financial LLC. James has been in the financial services industry for over 30 years. James specializes in financial planning, portfolio management, and insurance sales. James is also a Certified Financial Planner. James has been with LPL Financial LLC since 2021. Previously, James worked at Waddell & Reed, Inc. and Waterhouse Securities, Inc. James holds a Series 7, Series 24, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
07/21/2021 - Present
LPL Financial LLC (BEAVERTON OR)
OR
05/03/1999 - 07/21/2021
WADDELL & REED (BEAVERTON OR)
NE
11/07/1997 - 01/08/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
CA
06/10/1991 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
NA
10/29/1990 - 11/24/1990
J. W. GANT & ASSOCIATES, INC.
IA
Issued 06/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1993
Series 24 - General Securities Principal Examination
BC
Issued 11/18/1991
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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