Unclaimed
James Rogers is an Investment Advisor Representative, registered with Allstate Financial Services, LLC and located in Fountain Inn, South Carolina. James Rogers is licensed in South Carolina. James Rogers has been active in the financial services industry for 10 years. James Rogers holds the Series 6, Series 26, and Series 63 registrations. James Rogers has been associated with Allstate Financial Services, LLC since March 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
03/13/2013 - Present
Allstate Financial Services, LLC (Fountain Inn SC)
BC
Issued 06/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Rogers is the right advisor for you? Invested Better is here to help.