Unclaimed
James Divito is a financial professional with over 20 years of experience in the industry. James is currently registered with Fifth Third Securities, Inc. and has previously worked with PIPER SANDLER & CO., ROBERT W. BAIRD & CO. INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, BANC OF AMERICA SECURITIES LLC, and SANFORD C. BERNSTEIN & CO., LLC. James holds Series 7 and Series 63 licenses and the SIE exam. James is registered in 52 states and the District of Columbia. James specializes in providing financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
09/12/2020 - Present
Fifth Third Securities, Inc. (CHARLOTTE NC)
NC
07/29/2019 - 08/31/2020
PIPER SANDLER & CO. (CHARLOTTE NC)
NC
04/29/2015 - 03/14/2019
ROBERT W. BAIRD & CO. INCORPORATED (CHARLOTTE NC)
NC
11/16/2009 - 05/04/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHARLOTTE NC)
NC
09/27/2004 - 11/05/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NY
06/27/2002 - 12/31/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/15/2001 - 06/17/2002
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 11/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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