Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dimon is a financial professional with over 25 years of experience in the industry. James is currently registered with J.P. Morgan Securities LLC, and has previously worked at a number of other firms, including Salomon Smith Barney Inc., Salomon Brothers Inc., and The Robinson-Humphrey Company Inc. James has a strong background in investment banking, and holds the Series 79TO, Series 24, and SIE exams. James is a highly experienced financial professional with a deep understanding of the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
02/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
07/06/2005 - 02/07/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
12/12/2000 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
09/01/1994 - 01/29/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
GA
03/23/1995 - 10/23/1996
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
BC
Issued 10/19/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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