Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dietter is a financial advisor registered with Northwestern Mutual Investment Services, LLC in Norwalk, CT. James has been in the financial industry for over 10 years. James is licensed to offer securities in the state of Connecticut. James has a Series 66, Series 6TO, Series 7TO, and SIE licenses. James also has a Series 66 license. James is also registered with the state of Connecticut as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CT
11/16/2023 - Present
Northwestern Mutual Investment Services, LLC (Norwalk CT)
BOTH
Issued 11/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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