Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dietter is an investment advisor representative registered with Northwestern Mutual Investment Services, LLC. James is licensed to offer securities and investment advisory services in 16 states and is actively seeking clients in the United States. James has a background in education and real estate and has been in the financial services industry since November 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
11/16/2023 - Present
Northwestern Mutual Investment Services, LLC (Norwalk CT)
BOTH
Issued 11/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/25/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 9/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 6/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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