Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dickens is a registered representative with Alliance-One Investments, LLC. James has been in the financial services industry since 2006. James's previous employers include MetLife Investors Distribution Company, New England Securities, Signator Investors, Inc. and Manulife Financial Securities LLC. James holds the Series 6, Series 26 and Series 63 securities licenses. James also holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
08/11/2017 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
CT
11/04/2008 - 08/11/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
CT
10/17/2012 - 12/12/2014
NEW ENGLAND SECURITIES (BLOOMFIELD CT)
MA
10/07/2002 - 04/21/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
05/14/2002 - 09/12/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
BC
Issued 06/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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