Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Devlin is a financial professional with over three years of experience in the industry. James is currently registered with Icapital Markets LLC and has previously been registered with Simon Markets LLC and Icapital Securities, LLC. James has passed the Securities Industry Essentials (SIE), Operations Professional (Series 99TO) and Financial and Operations Principal (Series 27) exams. James is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
08/14/2020 - 01/30/2024
SIMON MARKETS LLC (NEW YORK NY)
NY
06/06/2023 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/14/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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