Unclaimed
James Wisener is a financial advisor registered with Cambridge Investment Research, Inc. He is licensed to sell securities in Alabama, Ohio, Pennsylvania and Texas. James has been in the industry since March 8, 2001. Prior to joining Cambridge Investment Research, Inc., James was employed by Nationwide Securities, LLC. James is a Series 6 and Series 63 registered representative. He holds the SIE exam credential.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/02/2020 - Present
Cambridge Investment Research, Inc. (Houston TX)
TX
03/07/2001 - 12/31/2019
NATIONWIDE SECURITIES, LLC (HOUSTON TX)
BC
Issued 04/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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