Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Devereux Chase is an experienced financial professional with over 18 years of experience in the industry. James currently works as a Registered Representative at Highpoint Planning Partners, a firm committed to providing comprehensive financial planning and investment management services. James has a strong background in both investment advisory services and insurance, providing well-rounded and client-centric financial solutions. James has obtained multiple industry certifications, including the Series 6, 7, and 66 licenses, demonstrating a strong commitment to professional development.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/24/2022 - Present
Highpoint Planning Partners (IRVINE CA)
CA
12/18/2009 - 08/06/2013
METLIFE SECURITIES INC. (IRVINE CA)
CA
09/11/2008 - 10/13/2009
WELLS FARGO ADVISORS, LLC (IRVINE CA)
CA
02/09/2004 - 08/25/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAGUNA NIGUEL CA)
BOTH
Issued 12/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Chase is the right advisor for you? Invested Better is here to help.
