Unclaimed
James Dessjuk is a financial advisor at Aegis Capital Corp. with over 28 years of experience in the financial services industry. James has a strong track record of success in providing investment advice to individuals, corporations, and pooled investment vehicles. James holds the Series 7, Series 31, Series 63, and Series 65 licenses. James is also registered with the state of New Jersey and New York. James is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
12/15/2023 - Present
Aegis Capital Corp. (MANASQUAN NJ)
NY
04/27/2015 - 12/15/2023
THE INVESTMENT CENTER, INC. (STATEN ISLAND NY)
NY
03/09/2015 - 04/29/2015
ROYAL ALLIANCE ASSOCIATES, INC. (STATEN ISLAND NY)
NY
03/26/2010 - 04/16/2015
FIRST MIDWEST SECURITIES, INC. (STATEN ISLAND NY)
NY
06/09/2004 - 03/29/2010
GUNNALLEN FINANCIAL, INC (STATEN ISLAND NY)
FL
11/21/2002 - 06/14/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
10/13/1997 - 12/04/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
09/09/1996 - 01/24/1997
D.L. CROMWELL INVESTMENTS, INC. (BOCA RATON FL)
FL
06/08/1995 - 09/13/1996
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
FL
04/11/1995 - 06/09/1995
JOSEPH ROBERTS & CO., INC. (POMPANO BEACH FL)
NY
03/15/1995 - 03/24/1995
LT LAWRENCE & CO., INC. (NEW YORK NY)
NY
12/23/1994 - 03/03/1995
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
IA
Issued 10/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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NYSE Arca, Inc.
N
Nasdaq Stock Market
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