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James Dessjuk

Aegis Capital Corp.

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About James Dessjuk

James Dessjuk is a financial advisor at Aegis Capital Corp. with over 28 years of experience in the financial services industry. James has a strong track record of success in providing investment advice to individuals, corporations, and pooled investment vehicles. James holds the Series 7, Series 31, Series 63, and Series 65 licenses. James is also registered with the state of New Jersey and New York. James is committed to providing his clients with the highest level of service and expertise.

Firm Information

James Dessjuk is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Dessjuk’s Registration & Firm History

NJ

12/15/2023 - Present

Aegis Capital Corp. (MANASQUAN NJ)

NY

04/27/2015 - 12/15/2023

THE INVESTMENT CENTER, INC. (STATEN ISLAND NY)

NY

03/09/2015 - 04/29/2015

ROYAL ALLIANCE ASSOCIATES, INC. (STATEN ISLAND NY)

NY

03/26/2010 - 04/16/2015

FIRST MIDWEST SECURITIES, INC. (STATEN ISLAND NY)

NY

06/09/2004 - 03/29/2010

GUNNALLEN FINANCIAL, INC (STATEN ISLAND NY)

FL

11/21/2002 - 06/14/2004

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

NY

10/13/1997 - 12/04/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

FL

09/09/1996 - 01/24/1997

D.L. CROMWELL INVESTMENTS, INC. (BOCA RATON FL)

FL

06/08/1995 - 09/13/1996

SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)

FL

04/11/1995 - 06/09/1995

JOSEPH ROBERTS & CO., INC. (POMPANO BEACH FL)

NY

03/15/1995 - 03/24/1995

LT LAWRENCE & CO., INC. (NEW YORK NY)

NY

12/23/1994 - 03/03/1995

SPEAR, LEEDS & KELLOGG (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/24/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/03/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 12/22/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for James Dessjuk. Review regulatory record here.
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