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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Derrick Henry is a financial advisor currently affiliated with MAI Capital Management, LLC, located in Murfreesboro, TN. James Henry has over 20 years of experience in the financial services industry, having previously been associated with firms such as Triad Advisors LLC, Empower Financial Services, Inc., Cetera Advisor Networks LLC, LPL Financial LLC, ING Financial Advisors, LLC, and ING Financial Partners, Inc. James Henry holds licenses for both broker-dealer and investment advisor activities, demonstrating a broad understanding of the financial landscape. James Henry is committed to helping clients achieve their financial goals, and is well-equipped to address a diverse range of client needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
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2
TN
07/10/2024 - Present
MAI Capital Management, LLC (Murfreesboro TN)
TN
06/27/2023 - 05/30/2024
TRIAD ADVISORS LLC (Nashville TN)
CO
07/21/2022 - 04/25/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
TN
01/07/2020 - 06/24/2022
CETERA ADVISOR NETWORKS LLC (KNOXVILLE TN)
TN
12/05/2016 - 12/20/2019
CETERA ADVISOR NETWORKS LLC (KNOXVILLE TN)
TN
08/27/2013 - 12/21/2016
LPL FINANCIAL LLC (NASHVILLE TN)
CT
08/09/2012 - 08/15/2013
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
TN
01/03/2011 - 07/16/2012
ING FINANCIAL PARTNERS, INC. (NASHVILLE TN)
TN
11/08/2000 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (NASHVILLE TN)
TN
08/27/1999 - 10/31/2000
PFIC SECURITIES CORPORATION (FRANKLIN TN)
WI
11/05/1997 - 06/16/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 04/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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