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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Derek Schmidly is an investment advisor representative with Auxan Capital Advisors, LLC. James has been in the industry since August 2008 and has been registered with the Securities and Exchange Commission (SEC) since March 2006. James is also a registered investment advisor in Arkansas, Kansas, Louisiana, Missouri, Ohio, Tennessee and Texas. James holds a Series 65 license and has passed the Uniform Investment Adviser Law Examination. Auxan Capital Advisors, LLC, is based in Springfield, Missouri and has been in business since 2008. They specialize in providing investment advisory services to individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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MO
07/14/2011 - Present
Auxan Capital Advisors, LLC (SPRINGFIELD MO)
IA
Issued 01/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 03/12/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 03/08/2012
Series 3 - National Commodity Futures Examination
Active
Inactive
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