Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Depierro is a financial professional with over 30 years of experience in the industry. James is currently registered with Loop Capital Markets LLC and has previously been associated with firms such as BB&T Securities, LLC, Scott & Stringfellow, LLC, JVB Financial Group, LLC, TD Securities (USA) LLC, Commerce Capital Markets, Inc., Carolina Capital Markets, Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Tucker Anthony Incorporated, and W & D Securities, Inc. James is also a licensed Series 7, 63, 72, and 79TO securities professional. James has expertise in providing investment banking, transition management services, and equity research services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
11/03/2020 - Present
Loop Capital Markets LLC (NEW YORK NY)
NY
01/02/2013 - 08/31/2020
BB&T SECURITIES, LLC (NEW YORK NY)
NY
12/01/2010 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (NEW YORK NY)
NY
11/17/2009 - 10/07/2010
JVB FINANCIAL GROUP, LLC (NEW YORK NY)
NJ
01/02/2009 - 10/26/2009
TD SECURITIES (USA) LLC (RAMSEY NJ)
NJ
06/12/2007 - 01/14/2009
COMMERCE CAPITAL MARKETS, INC. (RAMSEY NJ)
NC
09/27/2005 - 06/06/2007
CAROLINA CAPITAL MARKETS, INC. (CHAPEL HILL NC)
NY
10/16/2000 - 08/01/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
11/03/2000 - 09/23/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
01/20/1993 - 10/16/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
MA
01/30/1991 - 01/19/1993
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
10/20/1989 - 01/25/1991
W & D SECURITIES, INC. (NEW YORK NY)
BC
Issued 11/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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