Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dennis Yarbrough is a financial advisor with over 30 years of experience in the industry. James has a wide range of experience, having worked at several firms including UBS Financial Services Inc. and Scott & Stringfellow, LLC. Currently, James is registered with Wells Fargo Clearing Services, LLC and provides investment advice and financial planning services. James is registered in 33 states and is a Registered Principal, holding the Series 24, Series 10, and Series 9 licenses. He also holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
03/15/2019 - Present
Wells Fargo Clearing Services, LLC (ANDERSON SC)
SC
02/29/2012 - 03/26/2019
UBS FINANCIAL SERVICES INC. (GREENVILLE SC)
SC
10/26/2007 - 03/19/2012
SCOTT & STRINGFELLOW, LLC (GREENVILLE SC)
SC
10/23/1992 - 10/29/2007
THE INVESTMENT CENTER, INC. (ANDERSON SC)
NY
09/25/1989 - 11/09/1992
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 07/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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