Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dennis Toner is a financial advisor with Janney Montgomery Scott LLC. James has over 39 years of experience in the financial services industry. James holds Series 3, 7, and 63 licenses, as well as the Series 65 license. James has worked for several well-known firms in the past, including Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., Kidder, Peabody & Co. Incorporated, and Shearson Lehman Hutton Inc. James provides financial planning, portfolio management for individuals and businesses, and pension consulting services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
04/08/2021 - Present
Janney Montgomery Scott LLC (MELVILLE NY)
NY
06/01/2009 - 03/26/2015
MORGAN STANLEY (MELVILLE NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
04/10/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/21/1989 - 04/02/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
02/15/1988 - 03/16/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
03/22/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1983
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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