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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dennis Martin is a financial advisor with over 20 years of experience in the industry. James has been registered with Raymond James Financial Services Advisors, Inc. since 2011 and is licensed in both Ohio and Pennsylvania. James previously worked at LPL FINANCIAL LLC, INVEST FINANCIAL CORPORATION and CITIGROUP GLOBAL MARKETS INC. James is a Series 7, 26, 31, and 66 licensed advisor. James specializes in financial planning, portfolio management for individuals and businesses and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
03/07/2011 - Present
Raymond James Financial Services Advisors, Inc. (YOUNGSTOWN OH)
OH
03/03/2009 - 03/16/2011
LPL FINANCIAL LLC (YOUNGSTOWN OH)
OH
08/22/2006 - 03/10/2009
INVEST FINANCIAL CORPORATION (BROOKFIELD OH)
AZ
11/14/2003 - 08/29/2006
CITIGROUP GLOBAL MARKETS INC. (PHOENIX AZ)
NY
09/17/2001 - 11/17/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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