Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dennis Martin is a financial advisor who has been in the industry since 2001. Martin is registered with Raymond James Financial Services Advisors, Inc. and holds Series 7, 26, 31, and 66 licenses. Martin specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and businesses. Prior to joining Raymond James Financial Services Advisors, Inc. Martin held positions at LPL Financial LLC, Invest Financial Corporation, Citigroup Global Markets Inc., and Morgan Stanley DW Inc. Martin is also the owner of Martin Financial Services, a non-investment related business entity used in conjunction with Raymond James Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
03/07/2011 - Present
Raymond James Financial Services Advisors, Inc. (YOUNGSTOWN OH)
OH
03/03/2009 - 03/16/2011
LPL FINANCIAL LLC (YOUNGSTOWN OH)
OH
08/22/2006 - 03/10/2009
INVEST FINANCIAL CORPORATION (BROOKFIELD OH)
AZ
11/14/2003 - 08/29/2006
CITIGROUP GLOBAL MARKETS INC. (PHOENIX AZ)
NY
09/17/2001 - 11/17/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/4/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/1/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 9/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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