Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dennis Hough is a financial advisor at Osaic Wealth, Inc. with over 39 years of experience in the financial services industry. James has a wide range of experience in providing financial advice to individuals, families, and businesses. James holds a Series 7, Series 22, Series 24, and Series 63 license, as well as a Certified Financial Planner designation. James is a registered investment advisor in multiple states, including Arizona, Colorado, Florida, Georgia, Maryland, Nevada, New York, North Carolina, Oklahoma, Oregon, Tennessee, Virginia, and Washington. James also provides fixed insurance products such as life insurance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/19/2024 - Present
Osaic Wealth, Inc. (BRANDON FL)
FL
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (BRANDON FL)
FL
07/30/2015 - 03/01/2019
QUESTAR CAPITAL CORPORATION (BRANDON FL)
FL
01/05/2011 - 08/03/2015
TRUSTMONT FINANCIAL GROUP, INC. (BRANDON FL)
FL
08/17/1990 - 12/31/2010
MML INVESTORS SERVICES, INC. (BRANDON FL)
VT
07/24/1989 - 07/17/1990
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
10/29/1987 - 08/30/1989
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
12/23/1983 - 11/13/1987
NML EQUITY SERVICES, INC.
NA
11/26/1984 - 08/26/1987
ROBERT W. BAIRD & CO. INCORPORATED
BC
Issued 3/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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