Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Altieri is a financial advisor with over 30 years of experience in the financial services industry. James is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. James holds multiple licenses including Series 7, 9, 63 and 66. James has experience working with a variety of clients, including individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. James has a strong commitment to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/11/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
08/16/2011 - 04/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEWELL NJ)
NJ
04/15/1994 - 08/11/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MT. LAUREL NJ)
NY
02/27/1992 - 02/09/1993
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MA
06/07/1991 - 07/23/1991
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NY
02/28/1990 - 07/11/1991
MONY SECURITIES CORP. (NEW YORK NY)
NY
02/28/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
MA
01/20/1988 - 08/02/1988
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
BOTH
Issued 09/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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