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James Denis Rebello

Kroll Securities LLC

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About James Denis Rebello

James Denis Rebello is a financial advisor based in Houston, TX. James is registered with Kroll Securities LLC, where he has been working since August 2011. Prior to joining Kroll Securities, James worked at GCP Securities, LLC and GCP Securities, INC., both also based in Houston. James has a broad range of experience in the financial services industry, and is licensed to conduct business in 16 states across the country.

Firm Information

James Rebello is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Rebello’s Registration & Firm History

TX

08/12/2011 - Present

Kroll Securities LLC (HOUSTON TX)

TX

06/06/2012 - 12/17/2013

GCP SECURITIES, LLC (HOUSTON TX)

TX

06/02/1994 - 06/06/2012

GCP SECURITIES, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 06/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Denis Rebello.
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