Unclaimed
James Denis Rebello is a financial advisor based in Houston, TX. James is registered with Kroll Securities LLC, where he has been working since August 2011. Prior to joining Kroll Securities, James worked at GCP Securities, LLC and GCP Securities, INC., both also based in Houston. James has a broad range of experience in the financial services industry, and is licensed to conduct business in 16 states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/12/2011 - Present
Kroll Securities LLC (HOUSTON TX)
TX
06/06/2012 - 12/17/2013
GCP SECURITIES, LLC (HOUSTON TX)
TX
06/02/1994 - 06/06/2012
GCP SECURITIES, INC. (HOUSTON TX)
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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