Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Devlin has been in the financial services industry since 1994. James is currently registered with Henley & Co. LLC. James has held previous registrations with RAYMOND JAMES FINANCIAL SERVICES, INC., ROBERT THOMAS SECURITIES, INC, WHALE SECURITIES CO., L.P., and PCM SECURITIES LIMITED, L.P.. James is licensed to sell securities in 10 states including Alabama, Florida, Illinois, Indiana, Maryland, New Jersey, New York, North Carolina, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2005 - Present
Henley & Co. LLC (UNIONDALE NY)
FL
01/04/1999 - 12/31/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
04/03/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
11/17/1994 - 02/16/1995
WHALE SECURITIES CO., L.P. (NEW YORK NY)
FL
09/26/1994 - 10/26/1994
PCM SECURITIES LIMITED, L.P. (GREEN ACRES FL)
BC
Issued 04/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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