Unclaimed
James Delmas Hancock is a registered representative with National Financial Services LLC. James has been in the financial services industry since April 2021 and has Series 7TO, Series 63 and SIE licenses. James's previous experience includes working at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/19/2022 - Present
National Financial Services LLC (WESTLAKE TX)
TX
04/08/2021 - 05/03/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 04/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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