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James Delis Simmons

Allstate Financial Services, LLC

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About James Delis Simmons

James Delis Simmons is a financial advisor with over 20 years of experience in the industry. James is currently registered with Allstate Financial Services, LLC in Texas and has been with them since 10/20/2020. Prior to working with Allstate Financial Services, LLC, James worked with The Leaders Group, Inc. and UBS Financial Services Inc. among other firms. James holds the Series 6, 7 and 66 licenses and has a wide range of experience in the financial industry.

Firm Information

James Simmons is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Simmons’s Registration & Firm History

TX

10/20/2020 - Present

Allstate Financial Services, LLC (Houston TX)

TX

12/05/2018 - 09/25/2020

ALLSTATE FINANCIAL SERVICES, LLC (Houston TX)

CO

10/15/2015 - 11/29/2018

THE LEADERS GROUP, INC. (LITTLETON CO)

TX

01/03/2012 - 08/19/2015

UBS FINANCIAL SERVICES INC. (HOUSTON TX)

TX

08/06/2009 - 12/05/2011

ING FINANCIAL PARTNERS, INC. (HOUSTON TX)

NY

04/01/2006 - 05/19/2009

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

CA

10/10/2002 - 04/01/2006

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CO

05/16/1998 - 10/10/2002

THE LEADERS GROUP, INC. (LITTLETON CO)

AL

04/29/1996 - 12/31/1997

PROEQUITIES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BOTH

Issued 03/30/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/18/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2011

Series 7 - General Securities Representative Examination

BC

Issued 04/26/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Delis Simmons. Review regulatory record here.
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