Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dee is a financial advisor with over 35 years of experience in the industry. James is currently registered with Wealth Enhancement Advisory Services, LLC and is also a registered investment advisor. James has experience in a variety of financial services, including financial planning, portfolio management, and insurance sales. James is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
NJ
09/01/2023 - Present
Wealth Enhancement Advisory Services, LLC (LITTLE SILVER NJ)
NJ
04/13/2017 - 08/31/2023
PURSHE KAPLAN STERLING INVESTMENTS (Little Silver NJ)
NJ
03/16/2007 - 04/03/2017
CADARET, GRANT & CO., INC. (RED BANK NJ)
NJ
05/15/2002 - 03/19/2007
WACHOVIA SECURITIES, LLC (EATONTOWN NJ)
NY
04/25/2001 - 06/07/2002
QUICK & REILLY, INC. (NEW YORK NY)
PA
10/21/1998 - 04/25/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
TX
08/21/1997 - 10/21/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NJ
04/07/1994 - 09/02/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/14/1988 - 04/21/1994
F.N. WOLF & CO., INC.
NA
07/21/1987 - 03/15/1988
EQUITABLE SECURITIES OF NEW YORK,INC.
IA
Issued 01/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/21/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Dee is the right advisor for you? Invested Better is here to help.
