Unclaimed
James Dean Wright is a financial advisor with Thrivent Investment Management Inc. James Wright is registered with both FINRA and the state of Colorado. James Wright's registration dates back to 1991 and James Wright's career in the financial services industry started in 1991. James Wright currently has several licenses and certifications, including Series 6, Series 7, Series 63, Series 66 and SIE. James Wright provides financial advice to individuals and businesses. James Wright also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/10/2012 - Present
Thrivent Investment Management Inc. (STERLING CO)
BOTH
Issued 04/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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