Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dean Schwartz is a financial advisor at Strategic Wealth Advisors, LLC. James has been in the industry since 1998 and has been with the firm since 2007. James is a Certified Financial Planner and has a Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
05/07/2007 - Present
Strategic Wealth Advisors, LLC (SCOTTSDALE AZ)
NY
09/25/1998 - 06/26/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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