Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dean Potter is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in LAKE MARY, FL. James has been in the financial industry since February 13, 1989. James is licensed to conduct business in 48 states and the District of Columbia. James holds Series 7, Series 63 and Series 65 securities licenses. James's current employment with Merrill Lynch, Pierce, Fenner & Smith Inc. started in December 1988. James also has a previous employment record with Bank of America, N.A., in LAKE MARY, FL from July 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/29/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE MARY FL)
IA
Issued 10/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Potter is the right advisor for you? Invested Better is here to help.
